Research in the Barron Group
 
 
Alumina Nanoparticles: from Sol-Gel to Composites to Hybrid Materials

 

Alumina sol-gels
What is an alumina sol-gel or alumoxane?
Understanding Structure
Developing a Rational Synthesis
Alumoxane Nanoparticles
Why are carboxylates ideal ligands?
Applications of Carboxylate-Alumoxanes as Ceramic Precursors
Ceramic Processing and Composites
Rational Control over Ceramic Pore Size
Chemically Functionalized Nanoparticles
Inorganic Organic Hybrid Materials
Catalyst Components

 

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Alumina Sol-Gels
 
What is an Alumina Sol-Gel or Alumoxane?
 
The common solution-gelation route to aluminum oxides employs aluminum hydroxide or hydroxide-based material as the solid colloid, the second phase being water and/or an organic solvent. Aluminum hydroxide gels have traditionally been prepared by the neutralization of a concentrated aluminum salt solution; however, the strong interactions of the freshly precipitated alumina gels with ions from the precursors solutions makes it difficult to prepare these gels in pure form. To avoid this complication alumina gels may be prepared from the hydrolysis of aluminum alkoxides, Al(OR)3.
 
 
Although this method was originally reported in 1922, it was not until the 1970's that alumina aerogels were prepared, and transparent ceramic bodies were obtained by the pyrolysis of suitable alumina gels, that interest increased significantly. There have been several efforts to improve the processing control of sol-gels (including development of environmentally benign routes), however, we proposed that without an understanding of the structure of these materials any further development was limited.
 
The aluminum based sol-gels formed during the hydrolysis of aluminum compounds belong to a general class of compounds: alumoxanes. Alumoxanes were first reported in 1958, however, have since been prepared with a wide variety of substituents on aluminum. The structure of alumoxanes was proposed to consist of linear or cyclic chains (i.e., analogous to that of poly-siloxanes). 

 

Understanding Structure
 
In order to determine the structure of an alumina sol-gel we re-investigated the first sol-gel reaction; the hydrolysis of Al(OSiEt3)3. Using a combination of 1H, 2H, 13C, 17O, 27Al, and 29Si NMR spectroscopy and XPS we proposed the structure of the siloxy-alumoxanes to consist of a Al-O core whose structure was that of the mineral boehmite, [Al(O)(OH)] (Chem. Mater., 1992, 4, 167). This was confirmed by the X-ray structural characterization of Al10(OH)16(OSiEt3)14.
 
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Developing a Rational Synthesis
 
Precursor sol-gels are traditionally prepared via the hydrolysis of aluminum compounds. This "bottom-up" approach of reacting small inorganic molecules to form oligomeric and polymeric materials has met with varied success, due to the difficulties in controlling the reaction conditions, and therefore the stoichiometries, solubility, and processability, of the resulting gel. It would thus be desirable to prepare alumoxanes in a one-pot bench-top synthesis from readily available, and commercially viable, starting materials, which would provide control over the products. Based on our knowledge of the boehmite-like core structure of hydrollytically stable alumoxanes, we posed the following question: Can alumoxanes be prepared directly from the mineral boehmite? At that time, a "top-down" approach represented a departure from the traditional synthetic methodologies.
 
In the siloxy-alumoxanes we had shown the "organic" unit itself contains aluminum. Thus, in order to prepare the siloxy-alumoxane similar to those we have previously reported, the anionic moiety, the "ligand" [Al(OH)2(OSiR3)2]-, would be required as a bridging group; adding this unit would clearly present a significant synthetic challenge. However, the carboxylate-alumoxanes represent a more realistic synthetic target since the carboxylate anion, [RCO2]-, is an isoelectronic and structural analog of the organic periphery found in our siloxy-alumoxanes. Based upon this rational we have developed a "top-down" approach based upon the reaction of boehmite, [Al(O)(OH)]n, with carboxylic acids (J. Mater. Chem., 1995, 5, 331). This synthesis has been extended to allow for aqueous processing (Chem. Mater., 1997, 9, 2418).
 
 The carboxylate-alumoxane materials prepared from the reaction of boehmite and carboxylic acids are air and water stable materials and are very processable. The soluble carboxylate-alumoxanes can be dip-coated, spin coated, and spray-coated onto various substrates. The physical properties of the alumoxanes are highly dependent on the identity of the alkyl substituents. The alumoxanes are indefinitely stable under ambient conditions, and are adaptable to a wide range of processing techniques. Additional advantages include: the low price of boehmite and the availability of an almost infinite range of carboxylic acids.

 

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Alumoxane Nanoparticles
 
A detailed study of the carboxylate-alumoxanes shows them to be aluminum-oxide nanoparticles whose surface is stabilized by the carboxylate group. The size of the nanoparticle is dependent on the identity of the carboxylate and the solution pH (J. Non-Cryst. Solids, 2001, in press).
 
The majority of our studies use the following carboxylic acids: acetic (A-H), methoxyacetic (MA-H), methoxyethoxyacetic (MEA-H), methoxyethoxyethoxyacetic (MEEA-H), para-hydroxybenzoic (p-HB-H) and lysine (L-H).
 
 We have been able to model the surface of the alumoxane nanoparticles to confirm the mode of binding of the carboxylate groups (Organometallics, 1995, 14, 4026).

 

 Why are carboxylates ideal ligands?
 
Using a combination of X-ray crystallography and ab initio calculations (Organometallics, 1997, 16, 329) we have shown that the carboxylate ligand is therefore near perfectly suited to bind to the (100) surface of boehmite (Al...Al = 3.70 Å), and hence stabilize the boehmite-like core in carboxylate alumoxanes.
 
 
 We have extended the principle of using model compounds to other inorganic surfaces (Polyhedron, 1998, 17, 3121).
 
 

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Applications of Carboxylate-Alumoxanes as Ceramic Precursors
 
Ceramic Processing and Composites
 
The carboxylate-alumoxane nanoparticles are ideally suited to a wide range of ceramic processes. We have demonstrated examples of the following: use of the alumoxanes as pre-ceramic binders for low shrinkage green bodies (Chem. Mater., 1997, 9, 2418); the infiltration and surface repair of ceramic surfaces; the dip coating of SiC, sapphire, graphite and Kevlar fibers (J. Mater. Res., 2000, 15, 2228) to be used to simplify the fabrication of FRCMCs.
 
Possible applications of these process improvements are in the automotive and aerospace industries (World Car Conference '96, University of California, Riverside, p. 151).
 
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Rational Control over Ceramic Pore Size
 
Carboxylate-alumoxanes are converted to alumina upon thermolysis. The pore size and pore size distribution is influenced by the selection of the organic substituent on the nanoparticle surface, while the average pore sizes may be altered through either physical or chemical mixtures of two (or more) carboxylate-alumoxanes. Most important is our ability to create intra-granular porosity of a controlled size (Adv. Mater., 2000, 12, 734).
  

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Our ability to produce alumina with small pore size and very narrow pore size distribution has allowed us to fabricate alumina ultrafiltration membranes derived from carboxylate&endash;alumoxane nanoparticles (J. Membrane Sci., 2001, in press). These membranes have a molecular weight cut-off in the range of 30,000 g.mol-1 and permeability compare favorably (or are superior to) commercially available ultra filtration membranes.
 
 
 

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Chemically Functionalized Nanoparticles

Given the wide range of carboxylic acids available with secondary functionalization it is possible to simply prepare alumina nanaoparticles with well designed chemical functionalization on the exterior.

  

Inorganic-Organic Hybrid Materials
 
Chemically functionalized alumina nanoparticles (carboxylate-alumoxanes) are used as the inorganic component of a new class of inorganic-organic hybrid materials. Lysine- or para-hydroxybenzoic acid-derivatized alumoxanes. The peripheral organic hydroxides and amines of these carboxylate-alumoxanes either react directly with epoxide resins, such as the diglycidyl ether of bisphenol-A (DER 332), to form a hybrid material, or in the presence of an organic resin and hardener system to form a composite material (Chem. Mater., 2000, 12, 795). The properties and cure times of the alumoxane hybrid and composite materials are distinct from both the pure resins and from a physical blend of the resins with traditional ceramic fillers. A significant increase in thermal stability and tensile strength is observed for both the hybrid and composite resin systems.
  
 
The presence of the alumoxane nanoparticles chemically bound to the resin results in a drastic improvement in the torsional strength of composites as well as smaller increases in tensile strength and thermal stability.
 
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Catalyst Components
 
A new class of metallocene/MAO-based solid olefin polymerization catalyst has been developed using chemically functionalized nanoparticles (carboxylate-alumoxanes) as a well defined substrate. Reaction of para-hydroxybenzoate-alumoxane (p-HB-A) nanoparticles, formed from the reaction of the acid with boehmite, with methylalumoxane (MAO) results in a solid nanoparticle-based MAO (n-MAO) which reacts readily with zirconocenes, including: Cp2ZrCl2, Cp2ZrMe2 and (nBuCp)2ZrCl2, to make an active solid catalyst for olefin polymerization. The catalytic activity of the n-MAO based catalyst is greater than the homogeneous analog under similar Al(MAO):Zr ratio and is comparable to that of a traditional silica supported catalyst but offers the potential of being easily chemically modified.

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